Cusip No. 76680V108
|
Schedule 13D
|
Page 2
of
8
|
1
|
NAME OF REPORTING
PERSONS
Dr. Simon G.
Kukes
|
|||
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☒
(b)
☐
|
|||
3
|
SEC USE
ONLY
|
|||
4
|
SOURCE OF
FUNDS
PF
|
|||
5
|
CHECK BOX IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) or 2(e) ☐
|
|||
6
|
CITIZENSHIP OR
PLACE OF ORGANIZATION
United States
Citizen
|
NUMBER
OF
|
7
|
SOLE VOTING
POWER
6,600,818 shares of
Common Stock
|
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING
POWER
-0-
|
|
|
OWNED
BY
EACH
|
9
|
SOLE DISPOSITIVE
POWER
6,600,818 shares of
Common Stock
|
|
|
REPORTING
PERSON
WITH
|
10
|
SHARED DISPOSITIVE
POWER
-0-
|
|
11
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,600,818 shares of
Common Stock
|
|||
12
|
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐
Not
applicable.
|
|||
13
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11)
9.7% of the
Issuer’s outstanding Common Stock(1)
|
|||
14
|
TYPE OF REPORTING
PERSON
IN
|
Cusip No. 76680V108
|
Schedule 13D
|
Page
3
of
8
|
1
|
NAME OF REPORTING
PERSONS
Ivar
Siem
|
|||
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☒
(b)
☐
|
|||
3
|
SEC USE
ONLY
|
|||
4
|
SOURCE OF
FUNDS
PF
|
|||
5
|
CHECK BOX IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) or 2(e) ☐
|
|||
6
|
CITIZENSHIP OR
PLACE OF ORGANIZATION
|
NUMBER
OF
|
7
|
SOLE VOTING
POWER
16,000 (#) shares
of Common Stock
|
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING
POWER
-0-
|
|
|
OWNED
BY
EACH
|
9
|
SOLE DISPOSITIVE
POWER
16,000 (#) shares
of Common Stock
|
|
|
REPORTING
PERSON
WITH
|
10
|
SHARED DISPOSITIVE
POWER
-0-
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
16,000 (#) shares of
Common Stock
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES
☐
Not
Applicable
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
*% of the Issuer's
outstanding Common Stock (1)
|
|||
14
|
TYPE OF REPORTING
PERSON
IN
|
Cusip No. 76680V108
|
Schedule 13D
|
Page 4
of
8
|
1
|
NAME OF REPORTING
PERSONS
J. Douglas
Schick
|
|||
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☒
(b)
☐
|
|||
3
|
SEC USE
ONLY
|
|||
4
|
SOURCE OF
FUNDS
PF
|
|||
5
|
CHECK BOX IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM
2(d) or 2(e) ☐
|
|||
6
|
CITIZENSHIP OR
PLACE OF ORGANIZATION
United States Citizen
|
NUMBER
OF
|
7
|
SOLE VOTING
POWER
7,500 shares of
Common Stock
|
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING
POWER
-0-
|
|
|
OWNED
BY
EACH
|
9
|
SOLE DISPOSITIVE
POWER
7,500 shares of
Common Stock
|
|
|
REPORTING
PERSON
WITH
|
10
|
SHARED DISPOSITIVE
POWER
-0-
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
7,500 shares of Common
Stock
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES
☐
Not
Applicable
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
*% of the Issuer's outstanding
Common Stock (1)
|
|||
14
|
TYPE OF REPORTING
PERSON
IN
|
Cusip No. 76680V108
|
Schedule 13D
|
Page
6
of
8
|
|
(a)
|
As of
the close of business on February 28, 2020, the Reporting Persons
together beneficially own in aggregate 6,623,681 shares of Common
Stock representing 9.8% of the 67,811,111 shares of the
Issuer’s issued and outstanding Common Stock, based on the
number of outstanding shares of Common Stock set forth on the cover
page of the Issuer’s Quarterly Report on Form 10-Q for
the quarter ended September 30, 2019, as filed with the Securities
and Exchange Commission on November 6, 2019.
|
|
|
|
|
(b)
|
Kukes
has the sole power to vote and dispose of 6,600,181 shares of
Common Stock reported in this Schedule 13D beneficially owned by
Kukes; Siem has the sole power to vote and dispose of 16,000 shares
of Common Stock reported in this Schedule 13D beneficially owned by
Siem (notwithstanding the 12,000 shares held in a joint account
with his spouse); and Schick has the sole power to vote and dispose
of 7,500 shares of Common Stock reported in this Schedule 13D
beneficially owned by Schick
|
|
|
|
|
(c)
|
The
following table sets forth all transactions with respect to Shares
effected during the past sixty (60) days by any of the Reporting
Persons not previously reported in Amendment No. 1. All
transactions represent the purchases, or sales, as applicable, of
Common Stock in open market transactions.
|
Cusip No. 76680V108
|
Schedule 13D
|
Page
7
of
8
|
Name of Reporting Person
|
Acquisition or Disposition of Shares
|
Date of Transaction
|
Amount of Securities Acquired
|
Average Price Per Share ($)
|
Mr. Ivar Siem
|
Acquisition
|
2/18/2020
|
300
|
$2.72
|
Mr. Ivar Siem
|
Acquisition
|
2/21/2020
|
700
|
$2.72
|
Dr. Simon Kukes
|
Acquisition
|
2/26/2020
|
100,000
|
$1.61
|
Dr. Simon Kukes
|
Acquisition
|
2/26/2020
|
58,181
|
$1.52
|
Dr. Simon Kukes
|
Acquisition
|
2/27/2020
|
100,000
|
$1.40
|
Dr. Simon Kukes
|
Acquisition
|
2/27/2020
|
142,000
|
$1.49
|
|
(d)
|
No other person has
the right to receive or the power to vote or to direct the
vote, or to dispose or direct the disposition, of sale of the
securities beneficially owned by the Reporting Persons as described
in Item 5(a), above.
|
|
(e)
|
N/A.
|
Exhibit No.
|
|
Description
|
|
|
|
|
Press
Release dated March 2, 2020
|
|
|
Joint
Filing Agreement by and among Dr. Simon G. Kukes, Mr. Ivar Siem and
Mr. J. Douglas Schick dated March 2, 2020
|
Cusip No. 76680V108
|
Schedule 13D
|
Page
8
of
8
|
Dated:
March 2, 2020
/s/ Dr. Simon G. Kukes
|
|
|
Dr. Simon G. Kukes
|
|
|
Dated:
March 2, 2020
/s/ Mr. Ivar Siem
|
|
|
Mr. Ivar Siem
|
|
|
Dated:
March 2, 2020
/s/ Mr. J. Douglas Schick
|
|
|
Mr. J. Douglas Schick
|
|
|
AMERICAN RESOURCES, INC.
|
Exhibit
99.1
SK Energy LLC
|
AMERICAN RESOURCES, INC.
|
SK Energy LLC
|
AMERICAN RESOURCES, INC.
|
SK Energy LLC
|
AMERICAN RESOURCES, INC.
|
SK Energy LLC
|
Sincerely,
/s/
J. Douglas Schick
J.
Douglas Schick
Chief
Executive Officer
American
Resources, Inc.
|
/s/ Dr. Simon Kukes
Dr.
Simon Kukes
Principal
SK
Energy LLC
|
Dated:
March 2, 2020
/s/ Dr. Simon G. Kukes
|
|
|
Dr. Simon G. Kukes
|
|
|
Dated:
March 2, 2020
/s/ Mr. Ivar Siem
|
|
|
Mr. Ivar Siem
|
|
|
Dated:
March 2, 2020
/s/ Mr. J. Douglas Schick
|
|
|
Mr. J. Douglas Schick
|
|
|